14. Broker Supervision & Control

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Broker has a Written Supervision Policy. A.A.C. R4-28-1103 R4-28-1103. Broker Supervision and Control A. An employing broker and a designated broker shall exercise reasonable supervision and control over the activities of brokers, salespersons, and others in the employ of the broker. Reasonable supervision and control include the establishment and enforcement of written policies, procedures, and […]

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