11-ADRE Model Broker Policy Manual – Customer Care

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Customer Care (Duties to Clients and Non-Clients) Representing Clients A.A.C. R4-28-802 and R4-28-1101 provide guidance on duties a licensee has to his/her clients. Unlicensed assistants may be used to perform only limited –non-licensed – services (See Substantive Policy Statement 2005.04). R4-28-802. Conveyance Documents A. Upon execution of any transaction document a salesperson or broker shall, […]

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